Business Compliance Officer
Intertrust Group
6 dagen geleden

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The client facing business of Intertrust Netherlands is organized in five Client Units, whereby each Client Unit comprises of one or more client teams.

Each Client Team is led by a Director Legal and a Director Finance. The Business Compliance Officer (B CO ) is part of the client team.

The BCO assists the (senior) company lawyers with all compliance related activities such as client onboarding / acceptance, regulatory file reviews, transaction monitoring and data quality.

The BCO hierarchically reports to the Director Legal of the Client Team and has a functional reporting line to the Business Compliance Manager.

The BCO has permanent communication lines with Commercial Executive(s), Business Compliance Manager, Director Legal and the (Senior) Company Lawyers of the Client Team.

Your Responsibilities

  • Assist the (Senior) Company Lawyers in the Client Team with all compliance related activities
  • Timely and accurately perform the client onboarding / acceptance process
  • Timely and accurately perform the annual regulatory review of client acceptance files
  • Assist with transaction monitoring obligations within the Client Team
  • Assist with requests from the Compliance department and the Expert Center Risk & Control (ECRC)
  • Provide input for periodic internal reporting obligations and meetings with Compliance, ECRC and management and assist with follow up on agreed action points
  • Assist with keeping all compliance data quality related matters of Client Team updated
  • Assist with the implementation of any new compliance related policies, procedures and programs in the Client Team
  • Your profile

    We are looking for a team player, a strong self-starter who acts pro actively, is able to make realistic and sound (legal) decisions and is result driven.

    Furthermore, the ideal candidate has :

  • Minimum bachelor degree
  • Minimum of 3 years relevant working experience in the financial services industry
  • Experience with and willingness to obtain in-depth knowledge of KYC and AML laws, regulations and procedures, in particular WTT 2018, Wwft and Sanction regulations
  • Pragmatic but critical approach, attention to detail and problem-solving mentality
  • Excellent fluency in Dutch and English, both verbal and in writing
  • Good drafting and planning skills
  • What do we offer

  • You will be eligible for internal and external compliance training's
  • We organize knowledge meetings on a regular basis
  • In your role you are instrumental to the implementation of internal Risk & Compliance policies and procedures
  • You will be the sparring partner of the client service delivery team regarding Risk & Compliance
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