Apply with LinkedIn
The client facing business of Intertrust Netherlands is organized in five Client Units, whereby each Client Unit comprises of one or more client teams.
Each Client Team is led by a Director Legal and a Director Finance. The Business Compliance Officer (B CO ) is part of the client team.
The BCO assists the (senior) company lawyers with all compliance related activities such as client onboarding / acceptance, regulatory file reviews, transaction monitoring and data quality.
The BCO hierarchically reports to the Director Legal of the Client Team and has a functional reporting line to the Business Compliance Manager.
The BCO has permanent communication lines with Commercial Executive(s), Business Compliance Manager, Director Legal and the (Senior) Company Lawyers of the Client Team.
Assist the (Senior) Company Lawyers in the Client Team with all compliance related activities
Timely and accurately perform the client onboarding / acceptance process
Timely and accurately perform the annual regulatory review of client acceptance files
Assist with transaction monitoring obligations within the Client Team
Assist with requests from the Compliance department and the Expert Center Risk & Control (ECRC)
Provide input for periodic internal reporting obligations and meetings with Compliance, ECRC and management and assist with follow up on agreed action points
Assist with keeping all compliance data quality related matters of Client Team updated
Assist with the implementation of any new compliance related policies, procedures and programs in the Client Team
We are looking for a team player, a strong self-starter who acts pro actively, is able to make realistic and sound (legal) decisions and is result driven.
Furthermore, the ideal candidate has :
Minimum bachelor degree
Minimum of 3 years relevant working experience in the financial services industry
Experience with and willingness to obtain in-depth knowledge of KYC and AML laws, regulations and procedures, in particular WTT 2018, Wwft and Sanction regulations
Pragmatic but critical approach, attention to detail and problem-solving mentality
Excellent fluency in Dutch and English, both verbal and in writing
Good drafting and planning skills
What do we offer
You will be eligible for internal and external compliance training's
We organize knowledge meetings on a regular basis
In your role you are instrumental to the implementation of internal Risk & Compliance policies and procedures
You will be the sparring partner of the client service delivery team regarding Risk & Compliance